Closing of the American Mind (42 page)

Moreover, the Enlightenment's explicit effort to remove the religious passion from politics, resulting in distinctions like that between church and state, is motivated by the wish to prevent the highest principle in political life from being hostile to reason. This is the intention in the
Republic
of Socrates' reform of the stories about the gods told by the poets. Nothing that denies the principle of contradiction is allowed to be authoritative, for that is the reef against which Socrates foundered. But Socrates did not think that church and state could be separated. He would have treated both terms as artificial. The gods are believed to be the founders of every city and are its most important beings. He would not have dared to banish them in defense of himself.

The Enlightenment thinkers took on his case and carried on a war against the continuing threat to science posed by first causes that are irrational or beyond reason. The gradual but never perfect success of that war turns the desire to be reasonable into the right to be reasonable, into academic freedom. In the process, political life was rebuilt in ways that have proved intolerable to many statesmen and thinkers, and have gradually led to the reintroduction of religion and the irrational in new and often terrifying guises. This is what Socrates would have feared.

But here I am only indicating the unity of the tradition, that Enlightenment is an attempt to give political status to what Socrates represents. The academy and the university are the institutions that incorporate the Socratic spirit more or less well. Yet the existence of these institutions underlines at the same time how they differ from Socrates, who founded no institutions and had only friends. And the attacks on these institutions made first by Rousseau and then by Nietzsche are attacks on Socratic rationalism made in a Socratic spirit. The history of Western thought and learning can be encapsulated in the fate of Socrates, beginning with Plato defending him, passing through the Enlightenment institutionalizing
him, and ending with Nietzsche accusing on him. The cherishing, for two and a half millennia, of the memory of this man, who was put to death by the city for philosophizing, ends with his spiritual execution in the name of culture at the hands of the latest of the great philosophers. Both city and culture are authorized by the sacred.

The meditation on Socrates is the inspiring theme of philosophy from Plato and Aristotle, through Farabi and Maimonides, Machiavelli, Bacon, Descartes, Spinoza, Locke, Rousseau and Hegel, to Nietzsche and Heidegger. Socrates is the complementary man whose enigmatic being leads to reflection on the nature of the knowers.

The Philosophic Experience

The character of the experience Socrates represents is important because it is the soul of the university. That experience and the relation to civil society of those who have it—which is the general formula for the problem of the university—is the continuous theme of Plato's and Xenophon's writings, which give us a flesh-and-blood Socrates, presenting the ambiguous material for judging him ourselves, showing us how such a man lives, the questions he raises, the different kinds of friends he has, his relations to the rulers, the laws and the gods, and the effects he has on the world around him. This forces us to ask, for example, what influence Socrates' humiliation of the political men had on the young Alcibiades, who was destined to become prominent among them. Socrates was not the first philosopher to have collided with the city, but he is the first to have benefited from a dramatic, poetic representation of his way of life, which placed him among the heroes and permitted, or rather necessitated, reflection not only about what he taught but also about the man himself and how he fitted into the city. This rich drama of the early philosopher who came to the attention of the city because he was a philosopher, presents all the questions of freedom of thought from all the angles, without any kind of doctrinairism, and hence provides us with a fresh view of the importance and also of the difficulties of such freedom. From the
Republic
, which really takes seriously only the demands of knowledge, to the
Laws
, which gives full attention to the competing demands of political life, Socrates as perfecter and as dissolver of the community reveals
all the facets of his activity. The difficulty he and the other philosophers contend with from the law is not to be confounded with society's prejudice against outsiders, dissenters or nonconformists but is, at least apparently, a result of an essential opposition between the two highest claims on a man's loyalty—his community and his reason. That opposition can only be overcome if the state is rational, as in Hegel, or if reason is abandoned, as in Nietzsche. However that may be, we have a record, unparalleled in its detail and depth, of this first appearance of philosophy, and we can apprehend the natural, or at least primitive, responses to it, prior to philosophy's effect on the world. This provides a view of the beginning at a time when we may be witnessing the end, partly because we no longer know that beginning.

The poetry written about Socrates by Plato and Xenophon is already in the defensive mode, a rehabilitation of the condemned man. The first statement of the city's reaction to Socrates is made by Aristophanes. What luck Socrates had! Not only did he command the pens of Plato and Xenophon; he also was the central figure of the greatest work of the consummate genius of comedy.
The Clouds
often arouses indignation in those who care little for Socrates but think serious matters are not laughing matters. Socrates' fate and Aristophanes' possible contribution to it trouble them. But Socrates was probably not of their persuasion. He laughed and joked on the day of his death. He and Aristophanes share a certain levity. Aristophanes does present a ridiculous Socrates and takes the point of view of the vulgar, to whom Socrates does look ridiculous. But Aristophanes also ridicules the vulgar. Reading him we, indeed, laugh at the wise as do the ignorant, but we also laugh at the ignorant as do the wise. Above all we laugh at the anger of the ignorant against the wise.

The Socrates of
The Clouds
is a man who despises what other people care about and cares about what they despise. He spends his life investigating nature, worrying about gnats and stars, denying the existence of the gods because they are not to be found in nature. His maps have only a tiny dot where Athens looms large to its citizens. Law and convention
(nomos)
mean nothing to him, because they are not natural but manmade. His companions are pale-faced young men totally devoid of common sense. In this academy, which has established itself in the free atmosphere of Athens, these eccentrics carry on their activities without appearing to be other than harmless cranks. They are poor, without any
fixed means of support. Socrates receives gifts and apparently countenances minor thefts, literally to keep body and soul together. There is no morality, but they are not vicious people, because their only concern is their studies. Socrates is utterly indifferent to honor or luxury.

Aristophanes recaptures for us the absurdity of a grown man who spends his time thinking about gnats' anuses. We have been too persuaded of the utility of science to perceive how far the scientist's perspective is from that of a gentleman, how shocking and petty the scientist's interests appear to a man who is concerned with war and peace, justice, freedom and glory. If science is just for curiosity's sake, which is what theoretical men believe, it is nonsense, and immoral nonsense, from the viewpoint of practical men. The world loses its proportions. Only Swift has rivalled Aristophanes in picturing the comedy of science. His description of a woman's breast seen through a microscope shows what science means, not in order to denigrate science but to make clear the harsh disproportion between the world most men cling to and the one inhabited by theoretical men.

What Aristophanes satirizes is the exterior of science, how the scientist appears to the nonscientist. He can only hint at the dignity of what the scientist does. His Socrates is not individualized; he is not
the
Socrates we know. He is a member of the species philosopher, student of nature, particularly of astronomy. The first known member of this species was Thales. He was the first man to have seen the cause of, and to predict, an eclipse of the sun. This means he figured out that the heavens move in regular ways that accord with mathematical reasoning. He was able to reason from visible effects to invisible causes and speculate about the intelligible order of nature as a whole. He at that moment became aware that his mind was in accord with the principles of nature, that he was the microcosm.

This moment contains many elements: satisfaction at having solved a problem; pleasure in using his faculties; fullness of pride, more complete than that of any conqueror, for he surveys and possesses all; certitude drawn from within himself, requiring no authorities; self-sufficiency, not depending, for the fulfillment of what is highest in himself, on other men or opinions or on accidents such as birth or election to power, on anything that can be taken from him; a happiness that has no admixture of illusion or hope but is full of actuality. But perhaps most important for Thales was
seeing that the poetic or mythical accounts of eclipses are false. They are not, as men believed prior to the advent of science, a sign from the gods. Eclipses are beyond the power of the gods. They belong to nature. One need not fear the gods. The theoretical experience is one of liberation, not only negatively—freeing the thinker from fear of the gods—but also positively, simultaneously a discovery of the best way of life. Maimonides describes the experience of the philosophic use of reason as follows: “This then will be a key permitting one to enter places the gates to which were locked. And when these gates are opened and these places are entered into, the soul will find rest therein, the eyes will be delighted, and the bodies will be eased of their toil and of their labor.” What had previously been checked in man's soul comes into full play. Freedom from the myths and their insistence that piety is best permits man to see that knowing is best, the end for which everything else is done, the only end that without self-contradiction can be said to be final. The important theoretical experience leads necessarily toward the first principles of all things and includes an awareness of the good. Man as man, regardless of nation, birth or wealth, is capable of this experience. And it is the only thing men surely have spiritually in common: the demonstrations of science come from within man, and they are the same for all men. When I think the Pythagorean theorem, I know that what is in me at that moment is precisely the same as what is within anyone else who is thinking that theorem. Every other supposedly common experience is at best ambiguous.

Some of this experience still remains within the contemporary natural sciences, and it has a fugitive existence within the humanities. The unity of it all is hardly anywhere to be found or appreciated because philosophy hardly exists today. But it was always understood by philosophers, because they share the experience and are able to recognize it in others. This sense of community is more important for them than any disagreements about the final things. Philosophy is not a doctrine but a way of life, so the philosophers, for all the differences in their teachings, have more in common with one another than with anyone else, even their own followers. Plato saw this in Parmenides, Aristotle in Plato, Bacon in Aristotle, Descartes in Bacon, Locke in Descartes and Newton, and so on.

The tiny band of men who participate fully in this way of life are the soul of the university. This is true in historical fact as well as in
principle. Universities came to be where men were inspired by the philosophers' teachings and examples. Philosophy and its demonstration of the rational contemplative life, made possible and, more or less consciously, animated scholarship and the individual sciences. When those examples lost their vitality or were overwhelmed by men who had no experience of them, the universities decayed or were destroyed. This, strictly, is barbarism and darkness. I do not mean that philosophers were ordinarily present in universities any more than prophets or saints are ordinarily present in houses of worship. But because those houses of worship are dedicated to the spirit of the prophets and saints, they are different from other houses. They can undertake many functions not central to that spirit, but they remain what they are because of what they look up to, and everything they do is informed by that reverence. But if the faith disappears, if the experiences reported by the prophets and saints become unbelievable or matters of indifference, the temple is no longer a temple, no matter how much activity of various kinds goes on in it. It gradually withers and at best remains a monument, the inner life of which is alien to the tourists who pass idly through it. Although the comparison is not entirely appropriate, the university is also informed by the spirit, which very few men can fully share, of men who are absent, but it must preserve respect for them. It can admit almost anyone, but only if he or she looks up to and can have an inkling of the dignity of what is going on in it. It is itself always in danger of losing contact with its animating principle, of representing something it no longer possesses. Although it may seem wildly implausible that this group of rare individuals should be the center of what really counts for the university, this was recognized in the universities until only yesterday. It was, for example, well known in the nineteenth-century German university, which was the last great model for the American university. However bad universities may have been, however extraneous accretions may have weighed them down, there was always a divination that an Aristotle or a Newton was what they were all about.

The philosophic life is not the university. Until the nineteenth century most philosophers had nothing to do with universities, and perhaps the greatest abhorred them. One cannot imagine Socrates as a professor, for reasons that are worthy of our attention. But Socrates is of the essence of the university. It exists to preserve and further what he represents. In effect, it hardly does so anymore. But more important is the
fact that as a result of Enlightenment, philosophers and philosophy came to inhabit the universities exclusively, abandoning their old habits and haunts. There they have become vulnerable in new ways and thus risk extinction. The classical philosophers would not, for very good reasons, have taken this risk. Understanding these reasons is invaluable for our peculiar predicament.

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