Authors: David Shields
The origin of the novel lies in its pretense of actuality.
Early novelists felt the need to foreground their work with a false realistic front. Defoe tried to pass off
Journal of a Plague Year
as an actual journal. Fielding presented
Jonathan Wild
as a “real” account. As the novel evolved, it left these techniques behind.
The word
novel
, when it entered the languages of Europe, had the vaguest of meanings; it meant the form of writing that was formless, that had no rules, that made up its own rules as it went along.
In the eighteenth century, Defoe, Richardson, and Fielding overthrew the aristocratic romance by writing fiction about a thief, a bed-hopper, and a hypocrite—novels featuring verisimilitude,
the unfolding of individual experience over time, causality, and character development.
As recently as the late eighteenth century, landscape paintings were commonly thought of as a species of journalism. Real art meant pictures of allegorical or biblical subjects. A landscape was a mere record or report. As such, it couldn’t be judged for its imaginative vision, its capacity to create and embody a world of complex meanings; instead, it was measured on the rack of its “accuracy,” its dumb fidelity to the geography on which it was based. Which was ridiculous, as Turner proved, and as nineteenth-century French painting went on to vindicate: realist painting focused on landscapes and “real” people rather than royalty.
The novel has always been a mixed form; that’s why it was called
novel
in the first place. A great deal of realistic documentary, some history, some topographical writing, some barely disguised autobiography have always been part of the novel, from Defoe through Flaubert and Dickens. It was Henry James (especially in his correspondence with H. G. Wells) who tried to assert that the novel, as an “art form,” must be the work of the imagination alone, and who was responsible for much of the modernist purifying of the novel’s mongrel tradition. I see writers like Naipaul and Sebald making a necessary post-modernist return to the roots of the novel as an essentially Creole form, in which “nonfiction” material is ordered, shaped, and imagined as “fiction.” Books like these restore the novelty of the novel, with its ambiguous straddling of verifiable and imaginary facts, and restore the sense of readerly danger that
one enjoys in reading
Moll Flanders
or
Clarissa
or
Tom Jones
or
Vanity Fair
—that tightrope walk along the margin between the newspaper report and the poetic vision. Some Graham Greene novel has the disclaimer, “This is a work of fiction. No person in it bears any resemblance to any actual person living or dead, etc., etc. London does not exist.”
When Thomas De Quincey wrote
Confessions of an English Opium-Eater
, he led his readers to believe that his addiction was behind him; he was taking opium when he wrote the book and continued to take it for the next thirty years. Edmund Gosse’s
Father and Son
, written when Gosse was fifty-seven, recounts conversations that purportedly took place when he was eight; people who had known the Gosses protested that Edmund made up these conversations, which of course he had. Orwell’s “Such, Such Were the Joys” was denounced for its inaccuracies by people who had been his classmates.
In the early nineteenth century, modern industry and the growth of the railroad system led to a wave of urbanization and the rise of Europe’s great cities. These new hubs of commerce and transportation mixed people as never before, creating a powerful engine of new culture. The industrial age brought technologies of mass production. Suddenly, the cost of duplication was lower than the cost of appropriation. It was now cheaper to print thousands of exact copies of a manuscript than to alter one by hand. Copy makers could profit more than creators, which led to the establishment of copyright, bestowing upon the creator of a work a temporary monopoly over any copies, encouraging artists and authors to create more works
that could be cheaply copied. Authors and publishers, including eventually publishers of music and film, relied on cheap, mass-produced copies protected from counterfeits and pirates by a strong law based on the dominance of copies and on a public educated to respect the sanctity of a copy. This model produced, in the twentieth century, the greatest flowering of human achievement the world had ever seen. Protected physical copies enabled millions of people to earn a living directly from the sale of their art to the audience.
In 1830, Emerson was frustrated with sermons, with their “cold, mechanical preparations for a delivery most decorous—fine things, pretty things, wise things—but no arrows, no axes, no nectar, no growling.” He wanted to find what he called “a new literature.” A German con artist, Johann Maelzel, visited America with a “panharmonicon,” an organ without keys. He would crank its heavy silver lever three times and step off to the side, and the machine would spit out an entire orchestra’s worth of sound: flutes, drums, trumpets, cymbals, trombones, a triangle, clarinets, violins. After seeing Maelzel’s machine perform, Emerson called the new literature he’d been looking for “a panharmonicon. Here everything is admissible—philosophy, ethics, divinity, criticism, poetry, humor, fun, mimicry, anecdote, jokes, ventriloquism—all the breadth and versatility of the most liberal conversation, highest and lowest personal topics: all are permitted, and all may be combined into one speech.”