Read The Rise and Fall of the Great Powers Online
Authors: Paul Kennedy
Tags: #General, #History, #World, #Political Science
Cromwell’s England of the 1650s could, however, play a Great Power role more successfully than any previous government. His New Model Army, which emerged from the civil war, had at last closed the gap that traditionally existed between English troops and their European counterparts. Organized and trained on modern lines established by Maurice of Nassau and Gustavus Adolphus, hardened by years of conflict, well disciplined, and (usually) paid regularly, the English army could be thrown into the European balance with some effect, as was evident in its defeat of Spanish forces at the battle of the Dunes in 1658. Furthermore, the Commonwealth navy was, if anything, even more advanced for the age. Favored by the Commons because it had generally declared against Charles I during the civil war, the fleet
underwent a renaissance in the late 1640s: its size was more than doubled from thirty-nine vessels (1649) to eighty (1651), wages and conditions were improved, dockyard and logistical support were bettered, and the funds for all this regularly voted by a House of Commons which believed that profit and power went hand in hand.
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This was just as well, because in its first war against the Dutch the navy was taking on an equally formidable force commanded by leaders—Tromp and de Ruyter—who were as good as Blake and Monk. When the service was unleashed upon the Spanish Empire after 1655, it was not surprising that it scored successes: taking Acadia (Nova Scotia) and, after a fiasco at Hispaniola, Jamaica; seizing part of the Spanish treasure fleet in 1656; blockading Cádiz and destroying the
flota
in Santa Cruz in 1657.
Yet, while these English actions finally tilted the balance and forced Spain to end its war with France in 1659, this was not achieved without domestic strains. The profitable Spanish trade was lost to the neutral Dutch in these years after 1655, and enemy privateers reaped a rich harvest of English merchant ships along the Atlantic and Mediterranean routes. Above all, paying for an army of up to 70,000 men and a large navy was a costly business; one estimate suggests that out of a total government expenditure of £2,878,000 in 1657, over £1,900,000 went on the army and £742,000 on the navy.
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Taxes were imposed, and efficiently extorted, at an unprecedented level, yet they were never enough for a government which was spending “four times as much as had been thought intolerable under Charles I” before the English Revolution.
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Debts steadily rose, and the pay of soldiers and sailors was in arrears. These few years of the Spanish war undoubtedly increased the public dislike of Cromwell’s rule and caused the majority of the merchant classes to plead for peace. It was scarcely the case, of course, that England was altogether ruined by this conflict—although it no doubt would have been had it engaged in Great Power struggles as long as Spain. The growth of England’s inland and overseas commerce, plus the profits from the colonies and shipping, were starting to provide a solid economic foundation upon which governments in London could rely in the event of another war; and precisely because England—together with the United Provinces of the Netherlands—had developed an efficient market economy, it achieved the rare feat of combining a rising standard of living with a growing population.
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Yet it still remained vital to preserve the proper balance between the country’s military and naval effort on the one hand and the encouragement of the national wealth on the other; by the end of the Protectorate, that balance had become a little too precarious.
This crucial lesson in statecraft emerges the more clearly if one compares England’s rise with that of the other “flank” power, Sweden.
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Throughout the sixteenth century, the prospects for the northern kingdom looked poor. Hemmed in by Lübeck and (especially) by Denmark from free egress to western Europe, engaged in a succession of struggles on its eastern flank with Russia, and repeatedly distracted by its relationship with Poland, Sweden had enough to do simply to maintain itself; indeed, its severe defeat by Denmark in the war of 1611–1613 hinted that decline rather than expansion would be the country’s fate. In addition, it had suffered from internal fissures, which were constitutional rather than religious, and had resulted in confirming the extensive privileges of the nobility. But Sweden’s greatest weakness was its economic base. Much of its extensive territory was Arctic waste, or forest. The scattered peasantry, largely self-sufficient, formed 95 percent of a total population of some 900,000; with Finland, about a million and a quarter—less than many of the Italian states. There were few towns and little industry; a “middle class” was hardly to be detected; and the barter of goods and services was still the major form of exchange. Militarily and economically, therefore, Sweden was a mere pigmy when the youthful Gustavus Adolphus succeeded to the throne in 1611.
Two factors, one external, one internal, aided Sweden’s swift growth from these unpromising foundations. The first was foreign entrepreneurs, in particular the Dutch but also Germans and Walloons, for whom Sweden was a promising “undeveloped” land, rich in raw materials such as timber and iron and copper ores. The most famous of these foreign entrepreneurs, Louis de Geer, not only sold finished products to the Swedes and bought the raw ores from them; he also, over time, created timber mills, foundries, and factories, made loans to the king, and drew Sweden into the mercantile “world system” based chiefly upon Amsterdam. Soon the country became the greatest producer of iron and copper in Europe, and these exports brought in the foreign currency which would soon help to pay for the armed forces. In addition, Sweden became self-sufficient in armaments, a rare feat, thanks again to foreign investment and expertise.
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The internal factor was the well-known series of reforms instituted by Gustavus Adolphus and his aides. The courts, the treasury, the tax system, the central administration of the chancery, and education were but some of the areas made more efficient and productive in this period. The nobility was led away from faction into state service. Religious solidarity was assured. Local as well as central government seemed to work. On these firm foundations, Gustavus could build a Swedish navy so as to protect the coasts from Danish and Polish rivals and to ensure the safe passage of Swedish troops across the Baltic. Above all, however, the king’s fame rested upon his great military reforms: in developing the national standing army based upon a form of conscription, in training his troops in new battlefield tactics, in his
improvements of the cavalry and introduction of mobile, light artillery, and finally in the discipline and high morale which his leadership gave to the army, Gustavus had at his command perhaps the best fighting force in the world when he moved into northern Germany to aid the Protestant cause during the summer of 1630.
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Such advantages were all necessary, since the dimensions of the European conflict were far larger, and the costs far heavier, than anything experienced in the earlier local wars against Sweden’s neighbors. By the end of 1630 Gustavus commanded over 42,000 men; twelve months later, double that number; and just before the fateful battle of Lützen, his force had swollen to almost 150,000. While Swedish troops formed a
corps d’élite
in all the major battles and were also used to garrison strategic strongpoints, they were insufficient in number to form an army of that size; indeed, four-fifths of that “Swedish” army of 150,000 consisted of foreign mercenaries, Scots, English, and Germans, who were fearfully expensive. Even the struggles against Poland in the 1620s had strained Swedish public finance, but the German war threatened to be far more costly. Remarkably, however, the Swedes managed to make others pay for it. The foreign subsidies, particularly those paid by France, are well known but they covered only a fraction of the costs. The real source was Germany itself: the various princely states, and the free cities, were required to contribute to the cause, if they were friendly; if they were hostile, they had to pay ransoms to avoid plunder. In addition, this vast Swedish-controlled army exacted quarter, food, and fodder from the territories on which it was encamped. To be sure, this system had already been perfected by the emperor’s lieutenant, Wallenstein, whose policy of exacting “contributions” had financed an imperial army of over 100,000 men;
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but the point here is that it was
not
the Swedes who paid for the great force which helped to check the Habsburgs from 1630 until 1648. In the very month of the Peace of Westphalia itself, the Swedish army was looting in Bohemia; and it was entirely appropriate that it withdrew only upon the payment of a large “compensation.”
Although this was a remarkable achievement by the Swedes, in many ways it gave a false picture of the country’s real standing in Europe. Its formidable war machine had been to a large degree
parasitic;
the Swedish army in Germany had to plunder in order to live—otherwise the troops mutinied, which hurt the Germans more. Naturally, the Swedes themselves had had to pay for their navy, for home defenses, and for forces employed elsewhere than in Germany; and, as in all other states, this had strained governmental finances, which led to desperate sales of crown lands and revenues to the nobility, thus reducing long-term income. The Thirty Years War had also taken a heavy toll in human life, and the extraordinary taxes burdened the peasantry. Furthermore, Sweden’s military successes had given it
a variety of trans-Baltic possessions—Estonia, Livonia, Bremen, most of Pomerania—which admittedly brought commercial and fiscal benefits, but the costs of maintaining them in peacetime or defending them in wartime from jealous rivals was to bring a far higher charge upon the Swedish state than had the great campaigning across Germany in the 1630s and 1640s.
Sweden was to remain a considerable power, even after 1648, but only at the regional level. Indeed, under Charles X (1654–1660) and Charles XI (1660–1697), it was arguably at its height in the Baltic arena, where it successively checked the Danes and held its own against Poland, Russia, and the rising power of Prussia. The turn toward absolutism under Charles XI augmented the royal finances and thus permitted the upkeep of a large peacetime standing army. Nonetheless, these were measures to strengthen Sweden as it slowly declined from the first ranks. In Professor Roberts’s words:
For a generation Sweden had been drunk with victory and bloated with booty: Charles XI led her back into the grey light of everyday existence, gave her policies appropriate to her resources and her real interests, equipped her to carry them out, and prepared for her a future of weight and dignity as a second-class power.
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These were not mean achievements, but in the larger European context they had limited significance. And it is interesting to note the extent to which the balance of power in the Baltic, upon which Sweden no less than Denmark, Poland, and Brandenburg depended, was being influenced and “manipulated” in the second half of the seventeenth century by the French, the Dutch, and even the English, for their own purposes, by subsidies, diplomatic interventions, and, in 1644 and 1659, a Dutch fleet.
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Finally, while Sweden could never be called a “puppet” state in this great diplomatic game, it remained an economic midget compared with the rising powers of the West, and tended to become dependent upon their subsidies. Its foreign trade around 1700 was but a small fraction of that possessed by the United Provinces or England; its state expenditure was perhaps only one-fiftieth that of France.
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On this inadequate material base, and without the possibility of access to overseas colonies, Sweden had little chance—despite its admirable social and administrative stability—of maintaining the military predominance that it had briefly held under Gustavus Adolphus. In the coming decades, in fact, it would have its work cut out merely seeking to arrest the advances of Prussia in the south and Russia in the east.
The final example, that of Dutch power in this period, offers a remarkable contrast to the Swedish case. Here was a nation created in
the confused circumstances of revolution, a cluster of seven heterogenous provinces separated by irregular borders from the rest of the Habsburg-owned Netherlands, a mere part of a part of a vast dynastic empire, restricted in population and territorial extent, which swiftly became a great power inside and
outside
Europe for almost a century. It differed from the other states—although not from its Italian forerunner, Venice—in possessing a republican, oligarchic form of government; but its most distinctive characteristic was that the foundations of its strength were firmly anchored in the world of trade, industry, and finance. It was, to be sure, a formidable military power, at least in defense; and it was the most effective naval power until eclipsed by England in the later seventeenth century. But those manifestations of armed might were the consequences, rather than the essence, of Dutch strength and influence.
It was hardly the case, of course, that in the early years of their revolt the 70,000 or so Dutch rebels counted for much in European affairs; indeed, it was not for some decades that they regarded themselves as a separate nation at all, and not until the early seventeenth century that the boundaries were in any way formed. The so-called Revolt of the Netherlands was in the beginning a sporadic affair, during which different social groups and regions fought against each other as well as opposing—and sometimes compromising with—their Habsburg rulers; and there were various moments in the 1580s when the Duke of Parma’s superbly conducted policy of recovering the territories for Spain looked on the verge of success. But for the subsidies and military aid from England and other Protestant states, the importation of large numbers of English guns, and the frequent diversion of the Spanish armies into France, the rebellion then might have been brought to an end. Yet since the ports and shipyards of the Netherlands were nearly all in rebel hands, and Spain found it impossible to gain control of the sea, Parma could reconquer only by slow, landward siege operations which lost their momentum whenever he was ordered to march his armies into France.
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